KOR Financial

An Upgraded Trade Repository. Built Fundamentally Better.

Manager, Regulatory Intelligence

ComplianceComplianceFull TimeRemoteTeam 11-50H1B No SponsorCompany SiteLinkedIn

Location

New York

Posted

75 days ago

Salary

$120K - $180K / year

Bachelor Degree7 yrs expEnglish

Job Description

• Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators. • Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions. • Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries. • Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients. • Develop and maintain knowledge base articles to educate and inform clients on regulatory changes. • Create requirement outlines for product and compliance teams based on regulatory developments. • Act as a point of escalation for regulatory questions from clients and internal stakeholders. • Participate in client meetings to provide subject matter expertise on regulatory requirements. • Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.). • Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality.

Job Requirements

  • 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
  • Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently.
  • Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
  • Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
  • Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
  • Experience collaborating with technology and product teams on regulatory implementation projects.
  • Highly motivated, self-starter with the ability to work independently and drive projects forward.

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