An Upgraded Trade Repository. Built Fundamentally Better.
Manager, Regulatory Intelligence
Location
New York
Posted
75 days ago
Salary
$120K - $180K / year
Job Description
Job Requirements
- 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
- Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently.
- Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
- Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
- Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
- Experience collaborating with technology and product teams on regulatory implementation projects.
- Highly motivated, self-starter with the ability to work independently and drive projects forward.
Related Guides
Related Categories
Related Job Pages
More Compliance Jobs
The Surplus Lines & Compliance Manager is responsible for the day-to-day execution and oversight of surplus lines compliance, agent appointments, and regulatory operational processes across Novatae’s wholesale divisions. This role is operational in nature and focused on ensurin...
Payments & Compliance Manager managing global payments ecosystem for Pixery
The Treasury and Compliance Manager is responsible for ensuring that capital movement and regulatory requirements are executed accurately, consistently, and on time across supported funds. This role sits at the intersection of treasury operations, operational compliance, and inte...
Treasury & Compliance Manager ensuring capital movement and regulatory compliance in venture capital